Small Victories Wealth

RIASEC Registered
Total AUM
$3.7M
Discretionary
$3.7M
100% of AUM
Avg account
$266K
Accounts
14
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
318429
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals51.96%
  • HNWI48.04%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Small Victories Wealth is an independent, individual-owned LLC that provides financial planning and discretionary portfolio management services primarily to individuals and families. The firm charges for advice using a mix of AUM-based fees, hourly billing, and fixed-fee arrangements. Its advisory scope explicitly includes financial planning and portfolio management for individuals and small businesses. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Vincent Siewit

    Vincent Siewit

    Owner & CCOCRD 7490331

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth