Brol Capital Management, LLC

RIASEC Registered
Total AUM
$3.7M
Discretionary
$1.3M
35% of AUM
Avg account
$372K
Accounts
10
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
154196
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Corporations / Businesses64.85%
  • Individuals35.15%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Brol Capital Management, LLC is an independent, individual-owned RIA organized as an LLC that serves both individual/family and institutional clients. The firm performs financial planning and portfolio management for individuals, small businesses and institutions, and it also selects and allocates to other advisers and external managers. Its compensation options include a percentage-of-AUM model plus hourly and fixed-fee arrangements. The firm is designated as a capital allocator and is not identified as an active ESG investor or a multi-state adviser in the available record.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Cash & Cash Equivalents 30%70%
  • Exchange Traded Equities70%
  • Cash & Cash Equivalents30%

Contacts

1 of 1
  • Lester Brol

    Lester Brol

    PresidentCRD 2604513

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth