SL CAPITAL
Firm details
- Headquarters
- Scottsdale, Arizona
- CRD number
- 328450
- Registered since
- November 13, 2023
- Website
- slcapitalwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.64%
- Individuals15.36%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
SL Capital is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. The firm focuses on portfolio management for individual and family clients and for small businesses, charging fees based on a percentage of assets under management. Its business model centers on discretionary wealth management rather than pension consulting or institutional capital allocation. The firm identifies as an active ESG investor and reports an affiliation with an insurance company, which helps explain the presence of insurance-linked products in its lineup. SL Capital is not marketed as a multi-state or related adviser; its client base is concentrated on individuals and families rather than institutional investors.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds29%
- Derivatives14%
- Private Funds4%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1ZACHARY BRODT
CEO & FounderCRD 5228473
Contacts
3 of 3Marcus Pimentel
Junior PartnerCRD 7265602
Nathan Craft
Investment Advisor RepresentativeCRD 8090042
Joshua Harter
Founder and Wealth ManagerCRD 6761217
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$52.4M in ETFs
70%
$36.6M
19%
$15.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $8.8M | 96,394 | 16.86% |
Location
Scottsdale, AZ
MARICOPA
Location
Scottsdale, AZ
Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- MARICOPA
- Address
- 20707 N Pima Rd
- Time zone
- MT (UTC-7)
- Office locations
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