Sims Capital Management LLC

RIASEC RegisteredEst. 2007
Total AUM
$56.4M
Discretionary
$56.4M
100% of AUM
Avg account
$3.3M
Accounts
17
Employees
2
Advisory reps
2

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
129398
Registered since
January 12, 2007
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • Investment Companies84.12%
  • Individuals15.88%
Services
Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Sims Capital Management LLC is an SEC-registered investment adviser organized as a limited liability company and operating since 2007. The firm is owned by an individual and is classified as an institutional RIA that serves both individual/family clients and institutional investors. Its advisory services focus on discretionary portfolio management for individuals and small businesses as well as for investment companies. Fees are charged as a percentage of assets under management (and via other arrangements noted in filings). The firm does not identify itself as an active ESG investor, is not a multi-state adviser, and does not describe pension consulting or capital allocation as part of its core activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 41%, Cash & Cash Equivalents 10%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds41%
  • Cash & Cash Equivalents10%

Contacts

2 of 2
  • David Sims

    PresidentCRD 4741924

  • Luke Sims

    ChairmanCRD 4742361

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
225 E Mason St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth