Sims Capital Management LLC
Firm details
- Headquarters
- Milwaukee, Wisconsin
- CRD number
- 129398
- Registered since
- January 12, 2007
- Website
- simscapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies84.12%
- Individuals15.88%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Sims Capital Management LLC is an SEC-registered investment adviser organized as a limited liability company and operating since 2007. The firm is owned by an individual and is classified as an institutional RIA that serves both individual/family clients and institutional investors. Its advisory services focus on discretionary portfolio management for individuals and small businesses as well as for investment companies. Fees are charged as a percentage of assets under management (and via other arrangements noted in filings). The firm does not identify itself as an active ESG investor, is not a multi-state adviser, and does not describe pension consulting or capital allocation as part of its core activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds41%
- Cash & Cash Equivalents10%
Contacts
2 of 2David Sims
PresidentCRD 4741924
Luke Sims
ChairmanCRD 4742361
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Milwaukee, WI
Milwaukee
Location
Milwaukee, WI
Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Milwaukee
- Address
- 225 E Mason St
- Time zone
- CT (UTC-6)
- Office locations
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