SIMMONS CAPITAL GROUP

RIASEC RegisteredEst. 2015

Total AUM

$213M

Discretionary

$213M

100% of AUM

Avg account

$460K

Accounts

463

Employees

Advisory reps

Firm details

Headquarters: HALFMOON, New York
CRD number: 281122
Registered since: October 13, 2015
Website: www.simmonscapitalgroup.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI50.8%
Individuals46.87%
Charitable Organizations2.32%
Corporations / Businesses0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Simmons Capital Group is an independent, corporation-structured registered investment adviser that has been SEC-registered since 2015. The firm is individually owned and describes itself as a capital allocator that serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of other advisers. Simmons Capital Group also operates as a registered representative of a broker-dealer and as an insurance broker, and it reports affiliations with another investment adviser and an accountant. The firm charges fees on a percentage-of-AUM basis and can also bill hourly or via fixed fees. Simmons Capital Group does not identify as an active ESG investor and is not listed as a multi-state adviser in the source data.