4thought Financial Group Inc.

RIASEC RegisteredEst. 2012

Total AUM

$214M

Discretionary

$209M

97% of AUM

Avg account

$247K

Accounts

869

Employees

Advisory reps

Firm details

Headquarters: Syosset, New York
CRD number: 162997
Registered since: April 2, 2012
Website: www.4tfg.com
Custodians: GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: Individuals79.78%
Pension & Profit Sharing Plans17.45%
Corporations / Businesses2.77%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

4thought Financial Group Inc. is an independent registered investment adviser that has been SEC-registered since 2012 and is owned by an individual. The firm serves both individual and family clients as well as institutional investors and describes itself as a capital allocator, meaning it selects third-party managers as part of its offering. Its business mix includes advisory services (financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection) and non-investment services such as insurance brokerage and the publication of periodicals or newsletters. Fee arrangements are flexible and include percentage-of-AUM, hourly charges, subscription fees and fixed fees. The firm does not describe itself as an active ESG investor.