4THOUGHT FINANCIAL GROUP INC.

RIASEC RegisteredEst. 2012

Total AUM

$214M

Discretionary

$209M

97% of AUM

Avg account

$247K

Accounts

869

Employees

Advisory reps

Firm details

Headquarters: SYOSSET, New York
CRD number: 162997
Registered since: April 2, 2012
Website: www.4tfg.com
Custodians: GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: Individuals79.78%
Pension & Profit Sharing Plans17.45%
Corporations / Businesses2.77%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

4thought Financial Group Inc. is an independently owned registered investment adviser that has been SEC-registered since 2012. The firm serves both individuals and families as well as institutional clients and acts as a capital allocator, placing client capital with third-party managers in addition to managing portfolios directly. Its fee model is flexible and includes asset-based fees, hourly billing, subscription and fixed-fee arrangements. The firm also operates as an insurance broker and offers a range of advisory services: financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, pension consulting support, and publication of newsletters or periodicals. The firm does not identify as an active ESG investor.