Silverback Asset Management, LLC

RIASEC RegisteredEst. 2006

Total AUM

$1.2B

Discretionary

$1.2B

100% of AUM

Avg account

$149M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Durham, North Carolina
CRD number: 141407
Registered since: October 2, 2006
Website: silverbackasset.com
Custodians: J.P. MORGAN SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Corporations / Businesses65.31%
Pooled Investment Vehicles34.69%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Silverback Asset Management, LLC is an SEC-registered limited liability company that operates as a hedge fund manager and commodity pool/CTA. The firm has been registered with the SEC since 2006 and serves institutional clients through pooled investment vehicles and bespoke portfolio management for businesses and institutions. Its compensation blends asset-based fees with performance-based fees, consistent with a manager running incentive-bearing funds. Silverback acts as sponsor, general partner and managing member for pooled vehicles it runs rather than primarily operating as a third-party allocator. It does not identify as an active ESG investor, and its regulatory profile indicates it is not a multi-state adviser or pension consultant.