Silver Oak Securities, Inc.
Firm details
- Headquarters
- Jackson, Tennessee
- CRD number
- 46947
- Registered since
- April 16, 2010
- Website
- silveroaksecurities.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals59.36%
- HNWI38.98%
- Corporations / Businesses1.52%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Silver Oak Securities, Inc. is organized as a corporation operating as an independent broker-dealer with an investment bank classification. Registered with the SEC since 2010 and owned by an individual, the firm serves both individual and family clients as well as institutional accounts. Its advisory capabilities include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selection of other advisers. Compensation is a mix of percentage-of-AUM, hourly charges, and fixed fees. The firm does not identify as an active ESG investor and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Exchange Traded Equities20%
- Cash & Cash Equivalents7%
- US Government Bonds2%
- State & Local Bonds1%
Owners & executives
3 of 16
David Melendy
Chief Operating OfficerCRD 5115364
Robert Edgin
Co-Founder and CEOCRD 4286713
Adam Dekker
Chief ExecutiveCRD 6281587
Contacts
3 of 196
Robert Hayes
Financial AdvisorCRD 5699084
Kristyl Johnson
Financial ProfessionalCRD 5762576
David Over
Senior Financial AdvisorCRD 5897647
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,121Active vs passive
$3B in ETFs
65%
$1.9B
32%
$1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP CORE EQUITY ETF (CGUS) | Capital Group | Active | Large Blend | $44.1M | 990,870 | 1.49% |
Location
Jackson, TN
Madison
Location
Jackson, TN
Headquartered in Jackson, TN, anchoring the Jackson-Brownsville, TN metro in the South.
- Metro area
- Jackson-Brownsville, TN
- Region
- South
- County
- Madison
- Address
- 403 N Parkway
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Thoroughbred Financial Services, LLC
Broker-DealerBrentwood, TN
Sanford C. Bernstein & Co, LLC
Broker-DealerNashville, TN
&Partners
Broker-DealerNashville, TN
CW Securities, LLC
Broker-DealerKnoxville, TN
P.J. Robb Variable, LLC
Broker-DealerMemphis, TN
FHN Financial Securities Corp.
Broker-DealerMemphis, TN