Silver Oak Securities, Inc.

Overview

Silver Oak Securities, Inc. operates as an independent broker-dealer and investment bank that also functions as a capital allocator for individual, family and institutional clients. The firm is SEC-registered (since 2010) and owner-controlled. Its advisory menu covers financial planning, portfolio management for individuals and small businesses as well as for institutions, pension consulting and the selection of outside advisers. As a broker-dealer, it mixes brokerage capabilities with fee-based advisory work and charges clients via AUM-based fees, hourly rates and fixed fees. The firm does not position itself as an ESG-focused investor and is not registered as a multi-state adviser. Its business model shows an emphasis on using third-party managers and public funds alongside in-house brokerage services, consistent with the “selection of other advisers” activity on its ADV.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices