SILVER OAK SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2010

Total AUM

$2.4B

Discretionary

$2.4B

98% of AUM

Accounts

15,093

Employees

103

Advisory reps

210

Brokerage reps

Firm details

Headquarters: JACKSON, Tennessee
CRD number: 46947
Registered since: April 16, 2010
Website: silveroaksecurities.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals59.36%
HNWI38.98%
Corporations / Businesses1.52%
Charitable Organizations0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Silver Oak Securities, Inc. operates as an independent broker‑dealer and investment bank, organized as a corporation and active in the market since its 2010 SEC registration. The firm serves both individual and family clients as well as institutional accounts, and it provides a mix of brokerage and advisory services. Advisory capabilities listed include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, and manager selection. The firm uses a mix of fee approaches — percentage of AUM, hourly fees, and fixed fees — and is identified as a capital allocator, meaning it places client capital with third‑party managers in addition to managing in‑house portfolios. Silver Oak reports affiliations with broker‑dealer and insurance company channels. It is not identified as an active ESG investor in the provided data.