Carty, Harding & Hearn, Inc.

Broker-DealerFINRA MemberEst. 1975
Total AUM
Advisory reps
60
Avg account
$0

Firm details

Headquarters
Memphis, Tennessee
CRD number
7001
Registered since
December 1, 1975

Firm profile

FINTRX

Overview

Carty, Harding & Hearn, Inc. is a corporation that has been SEC-registered since 1975 and is classified as an investment bank. The firm's ownership is listed as a domestic entity/individual. The available summary indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor or a multi-state investment adviser. Specifics about its advisory services, fee schedules, client segments, or day-to-day business activities are not included in the provided information. The combination of an investment-bank classification, the lack of reported advisory activity, and the absence of disclosed client assets suggests the firm may focus on non-discretionary or transactional capital-markets work rather than managing retail or institutional investment portfolios. That said, the record is sparse on product focus, target clients, or service offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Billy Carty

    Billy Carty

    Chief Executive OfficerCRD 42297

Contacts

3 of 59
  • William Thomas

    Fixed Income SalesCRD 6119470

  • Cary Campbell

    Vice President, Municipal TradingCRD 4723393

  • David Isome

    Account ExecutiveCRD 5261565

Unlock 56 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Memphis, TN

Shelby

Location

Memphis, TN

Headquartered in Memphis, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
Shelby
Address
6263 Poplar Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth