Carty, Harding & Hearn, Inc.

Broker-DealerFINRA MemberEst. 1975
Total AUM
Advisory reps
60
Avg account
$0

Firm details

Headquarters
Memphis, Tennessee
CRD number
7001
Registered since
December 1, 1975

Firm profile

FINTRX

Overview

Carty, Harding & Hearn, Inc. is organized as a corporation and has been SEC-registered since 1975. FINTRX classifies the firm as an investment bank and lists its owner type as a domestic entity and individual. The profile shows the firm is not positioned as a capital allocator and is not identified as an active ESG investor, multi-state adviser, pension consultant, or related adviser. FINTRX does not disclose the firm's fee schedule, specific advisory activities, or stated client segments.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Billy Carty

    Billy Carty

    Chief Executive OfficerCRD 42297

Contacts

3 of 59
  • James Ritchie

    James Ritchie

    Vice PresidentCRD 5755596

  • William Peek

    Senior Vice PresidentCRD 5214186

  • Nicole Brinkerhoff

    Nicole Brinkerhoff

    CRD 5742266

Unlock 56 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Memphis, TN

Shelby

Location

Memphis, TN

Headquartered in Memphis, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
Shelby
Address
6263 Poplar Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth