SIGNET FINANCIAL MANAGEMENT, LLC
Firm details
- Headquarters
- PARSIPPANY, New Jersey
- CRD number
- 105310
- Registered since
- January 15, 1988
- Website
- signetfm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.94%
- Individuals16.19%
- Corporations / Businesses3.57%
- Pension & Profit Sharing Plans1.98%
- Charitable Organizations0.33%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Signet Financial Management, LLC is an independent registered investment adviser that has been SEC-registered since 1988 and is organized as a limited liability company under individual ownership. The firm serves both individual and family clients as well as institutional mandates, offering financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting and the selection of other advisers. Signet describes itself as a capital allocator and charges clients via a mix of percentage-of-assets fees, hourly charges and fixed fees. The firm was named one of CNBC’s Top 100 Financial Advisory Firms in 2025. Signet is not positioned as an ESG-focused manager in the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- Exchange Traded Equities35%
- State & Local Bonds4%
- Investment Grade Corp Bonds4%
- US Government Bonds3%
Owners & executives
3 of 4STEPHEN TUTTLE
Chief Investment OfficerCRD 2191394
EVGENIY YASHIN
Partner, Chief Executive Officer, Chief Investment OfficerCRD 5704938
Laura Squier
Chief Financial OfficerCRD 6608085
Contacts
3 of 11KENNETH ETTER
President & PartnerCRD 2729389
STEPHEN CASEY
Investment Advisor RepresentativeCRD 1731721
DANIEL DIVIZIO
Financial Planning DirectorCRD 6526922
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 210Active vs passive
$722M in ETFs
75%
$540M
21%
$181M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $32.3M | 329,513 | 4.47% |
Location
PARSIPPANY, NJ
MORRIS
Location
PARSIPPANY, NJ
Headquartered in PARSIPPANY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- MORRIS
- Address
- 400 Interpace Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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