Sigma3capital LLC
RIAState Registered
Total AUM
$17M
Discretionary
$17M
100% of AUM
Avg account
$262K
Accounts
65
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 331720
- Website
- www.sigma3capital.com
- Custodians
- CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.35%
- Individuals17.65%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Sigma3capital LLC is an independent, California-registered investment adviser organized as an LLC and owned by an individual. The firm serves individual and family clients and also manages portfolios for small businesses. Its advisory services center on financial planning and portfolio management, and it charges clients via a mix of asset-based fees, hourly charges, and fixed fees. Sigma3capital does not position itself as an ESG-focused manager and is not designated as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds35%
- Exchange Traded Equities30%
- US Government Bonds20%
- Derivatives15%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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