SIERRA SUMMIT ADVISORS LLC

RIASEC RegisteredEst. 2023
Total AUM
$781M
Discretionary
$778M
100% of AUM
Avg account
$1.6M
Accounts
484
Employees
7
Advisory reps
4

Firm details

Headquarters
,
CRD number
328151
Registered since
September 21, 2023
Website
sierrasummitadvisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI90.97%
  • Charitable Organizations4.57%
  • Corporations / Businesses2.46%
  • Pension & Profit Sharing Plans2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sierra Summit Advisors LLC is an independent, SEC-registered registered investment adviser organized as an LLC in 2023. The firm describes itself as a capital allocator that manages portfolios for both individual/family and institutional clients on a percentage-of-AUM fee basis. Its advisory capabilities include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Sierra Summit does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 82%, State & Local Bonds 6%, Cash & Cash Equivalents 5%, US Government Bonds 3%, Public Funds/Mutual Funds 3%, Investment Grade Corp Bonds 1%82%
  • Exchange Traded Equities82%
  • State & Local Bonds6%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%
  • Public Funds/Mutual Funds3%

Contacts

3 of 4

  • Chad Whiteley

    PartnerCRD 7494781

  • THOMAS GROOMS

    PartnerCRD 5588637

  • ALEXANDER SAF

    Portfolio ManagerCRD 7706868

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 22

Active vs passive

$22.8M in ETFs

Passive

100%

$22.8M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES GLOBAL ENERGY ETF (IXC)BlackRockPassiveEquity Energy$4.1M70,36017.79%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth