Sierra Ocean, LLC
Firm details
- Headquarters
- Ripon, California
- CRD number
- 313829
- Registered since
- May 4, 2021
- Website
- sierraocean.com
- Custodians
- CHARLES SCHWAB & CO., INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI44.47%
- Pension & Profit Sharing Plans43.08%
- Individuals7.36%
- Corporations / Businesses2.75%
- Charitable Organizations2.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Sierra Ocean, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2021. The firm serves both individual/family and institutional clients and describes itself as a capital allocator. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and manager selection. Compensation is a mix of percentage-of-AUM and fixed fees. The firm does not flag itself as an active ESG investor and operates from a single-state footprint.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities8%
- Cash & Cash Equivalents5%
- Private Funds3%
- Other1%
Contacts
3 of 3
Mayra Meza
Director of Client ServicesCRD 7693192
Jeffrey Burrow
Founder & PresidentCRD 4119745
Dezaree Seeds
Director of OperationsCRD 5978580
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$124M in ETFs
80%
$99.2M
20%
$24.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 MOMENTUM ETF (SPMO) | Invesco | Passive | Large Growth | $21.5M | 133,258 | 17.41% |
Location
Ripon, CA
San Joaquin
Location
Ripon, CA
Headquartered in Ripon, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Joaquin
- Address
- 521 N Wilma Ave
- Time zone
- PT (UTC-8)
- Office locations
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