Andrews, Lucia Wealth Management LLC

RIASEC RegisteredEst. 2006
Total AUM
$543M
Discretionary
$543M
100% of AUM
Avg account
$927K
Accounts
586
Employees
1
Advisory reps
1

Firm details

Headquarters
Danville, California
CRD number
130931
Registered since
July 3, 2006
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI92.69%
  • Individuals5.92%
  • Corporations / Businesses1.39%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Andrews, Lucia Wealth Management LLC is an independent registered investment adviser founded in 2006 and organized as an LLC. The firm serves both individual and family clients as well as institutional clients, charging fees as a percentage of assets under management. Its advisory work centers on discretionary portfolio management for individuals, small businesses and institutions, and it also performs manager selection for third‑party advisers. FINTRX flags the firm as a capital allocator, and the firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 66%, Cash & Cash Equivalents 18%, US Government Bonds 15%, State & Local Bonds 1%66%
  • Public Funds/Mutual Funds66%
  • Cash & Cash Equivalents18%
  • US Government Bonds15%
  • State & Local Bonds1%

Contacts

1 of 1
  • Scott Lucia

    Scott Lucia

    Investment Advisor RepresentativeCRD 4880277

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 39

Active vs passive

$191M in ETFs

Passive

4%

$7.8M

Active

96%

$183M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$73.2M1,649,22838.28%

Location

Primary office

Danville, CA

Contra Costa

Location

Danville, CA

Headquartered in Danville, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
939 Hartz Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth