Sieben Wealth Planning LLC

RIASEC RegisteredEst. 2021
Total AUM
$161M
Discretionary
$161M
100% of AUM
Avg account
$371K
Accounts
435
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
315368
Registered since
August 27, 2021
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI90.25%
  • Individuals9.75%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Sieben Wealth Planning LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm serves individual and family clients and operates as a capital allocator, combining financial planning with portfolio management for individuals and small businesses. Its service menu includes financial planning, portfolio management, pension consulting services (per its advisory activities), and the selection of other advisers. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. The firm does not position itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 53%, Exchange Traded Equities 34%, US Government Bonds 7%, Other 4%, Private Funds 2%, Non-Exchange Traded Equities 1%, Cash & Cash Equivalents 1%53%
  • Public Funds/Mutual Funds53%
  • Exchange Traded Equities34%
  • US Government Bonds7%
  • Other4%
  • Private Funds2%

Contacts

2 of 2
  • David Sieben

    David Sieben

    FounderCRD 5730105

  • Corissa Moos

    Director of OperationsCRD 5581614

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth