SHUFRO, ROSE & CO., LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 3403
- Registered since
- April 7, 1955
- Website
- www.shufrorose.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.32%
- Individuals10.3%
- Corporations / Businesses4.34%
- Pension & Profit Sharing Plans1.47%
- Charitable Organizations0.56%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Shufro, Rose & Co, LLC is an independent registered investment adviser that has been registered with the SEC since 1955 and operates as a limited liability company under individual ownership. The firm serves both individual/family and institutional clients and acts as a capital allocator, selecting third‑party managers in addition to providing portfolio management and financial planning. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. The firm charges either a percentage of assets under management or fixed fees. It does not identify as an active ESG investor. Shufro, Rose was named one of CNBC’s Top 100 Financial Advisory Firms in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities33%
- US Government Bonds11%
- Cash & Cash Equivalents5%
Contacts
3 of 13GREGORY SHUFRO
Principal & Senior Financial AdvisorCRD 4718283
GERSON OSSERS
Vice President, Financial AdvisorCRD 6118195
Aimee Adler
Wealth Planning AnalystCRD 7186177
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 99Active vs passive
$853M in ETFs
70%
$595M
29%
$259M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALPS SMITH CORE PLUS BOND ETF (SMTH) | ALPS | Active | Intermediate Core Plus Bond | $132M | 5,106,384 | 15.41% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 600 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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