Shufro, Rose & Co, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 3403
- Registered since
- April 7, 1955
- Website
- www.shufrorose.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.32%
- Individuals10.3%
- Corporations / Businesses4.34%
- Pension & Profit Sharing Plans1.47%
- Charitable Organizations0.56%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Shufro, Rose & Co, LLC is an independent, individual-owned RIA that has been registered with the SEC since 1955. The firm serves both private clients and institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and manager-selection services. Its fee model includes asset-based fees alongside fixed-fee arrangements. The firm does not identify as an active ESG investor and is described as a capital allocator that places client capital with third-party managers in addition to managing public securities. Shufro, Rose & Co received recognition as one of CNBC’s Top 100 Financial Advisory Firms in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities33%
- US Government Bonds11%
- Cash & Cash Equivalents5%
Contacts
3 of 13
Gregory Shufro
Principal & Senior Financial AdvisorCRD 4718283
Gerson Ossers
Vice President, Financial AdvisorCRD 6118195
Aimee Adler
Wealth Planning AnalystCRD 7186177
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 102Active vs passive
$978M in ETFs
72%
$707M
26%
$271M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBONDS DEC 2029 TERM CORPORATE ETF (IBDU) | BlackRock | Passive | Target Maturity | $201M | 8,668,602 | 20.54% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 600 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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