C-III INVESTMENT MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 156553
- Registered since
- June 29, 2011
- Website
- www.c3cp.com
- Custodians
- CITI PRIVATE BANK
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles99.18%
- Insurance Companies0.82%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
C-III Investment Management LLC is an SEC-registered investment manager that focuses on pooled investment vehicles and institutional mandates. The firm operates in roles that include portfolio management for pooled funds and for businesses or institutions, and it conducts commodity pool operator and commodity trading advisor activities. Fee arrangements include both percentage-of-AUM and performance-based components, which supports strategies that emphasize returns tied to active management outcomes. Investment emphasis is concentrated in real estate and structured/securitized strategies, with additional allocation interest in commodities, REITs, energy (oil & gas), digital currency and collateralized debt instruments. The firm acts as a sponsor or general partner of pooled vehicles and works with external alternative asset managers when allocating to third-party alternative strategies. C-III is not classified as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
3 of 4ANDREW FARKAS
Chairman and Chief Executive OfficerCRD 2364566
PAUL HUGHSON
Executive Managing Director & CIOCRD 2847756
LAWRENCE BLOCK
Senior Managing Director, Chief Compliance Officer and General CounselCRD 3006613
Contacts
3 of 8Mark Lande
Senior Managing DirectorCRD 8104264
JEFFREY COHEN
PresidentCRD 4054078
Marc Levy
Executive Manager DirectorCRD 6759934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 717 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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