Shoker Investments
Firm details
- Headquarters
- ,
- CRD number
- 107857
- Registered since
- August 17, 1990
- Website
- shoker.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI92.36%
- Individuals5.88%
- State / Municipal Government0.86%
- Charitable Organizations0.83%
- Corporations / Businesses0.07%
- Services
- Portfolio Management for IndividualsPublication of Periodicals
Firm profile
FINTRXOverview
Shoker Investments is an independent registered investment adviser operating as a corporation and registered with the SEC since 1990. Ownership is held by an individual and the firm serves both individual & family and institutional clients. Its primary fee model is a percentage of assets under management. The adviser’s stated advisory activities focus on portfolio management for individuals and small businesses and the publication of periodicals or newsletters. The firm does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- US Government Bonds17%
- Public Funds/Mutual Funds5%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2
Randall Shoker
President and Chief Investment OfficerCRD 1369610
Nancy Shoker
Chief Accounting OfficerCRD 5479383
Contacts
2 of 2
Chelsea Vitale
Operations DirectorCRD 8178667
Kevin Rybka
Associate Wealth ManagerCRD 8021035
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 33Active vs passive
$175M in ETFs
100%
$175M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P SMALL-CAP ETF (IJR) | BlackRock | Passive | Small Blend | $47.5M | 320,095 | 27.12% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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