Horizon Financial
Firm details
- Headquarters
- West Henrietta, New York
- CRD number
- 305239
- Registered since
- September 13, 2019
- Website
- horizonfinancial.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals54.22%
- HNWI45.78%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Horizon Financial is an independent, corporation-form-registered investment adviser that began SEC registration in 2019 and is owned by an individual. The firm concentrates on fee-based wealth management for individuals, families and small-business owners, charging a percentage-of-AUM advisory fee and delivering financial planning alongside portfolio management. Horizon does not position itself as an active ESG investor, is not structured as a multi-state adviser, and does not identify as a pension consultant or related adviser. Its reported business model favors discretionary portfolio management rather than serving as a capital allocator to external alternative managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities18%
- US Government Bonds5%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Kenneth Blazick
Chief Investment OfficerCRD 5503456
Michael Congdon
Chief Executive Officer & Chief Compliance OfficerCRD 5497417
Contacts
3 of 8
Mark Congdon
FounderCRD 1619131
Amanda Heagerty
Financial AdvisorCRD 6698102
Susan Congdon
OwnerCRD 6729146
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$318M in ETFs
56%
$179M
12%
$138M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIRST TRUST NEW CONSTRUCTS CORE EARNINGS LEADERS ETF (FTCE) | First Trust | $50.7M | 1,871,663 | 15.96% |
Location
West Henrietta, NY
Monroe
Location
West Henrietta, NY
Headquartered in West Henrietta, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 5582 W Henrietta Rd
- Time zone
- ET (UTC-5)
- Office locations
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