MANA ADVISORS LLC

RIASEC RegisteredEst. 2016
Total AUM
$509M
Discretionary
$509M
100% of AUM
Avg account
$127M
Accounts
4
Employees
4
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
284792
Registered since
November 2, 2016
Custodians
MORGAN STANLEY & CO. LLC, BANK OF AMERICA
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Other Investment Advisers100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Mana Advisors LLC is a small SEC-registered investment adviser that focuses on managing pooled investment vehicles for institutional clients. The firm operates as a limited liability company and is organized to run fee-based mandates that include a percentage-of-AUM component plus performance-based fees, a structure commonly used for fund-style or incentive-aligned accounts. Mana Advisors shows a clear preference for equities — its filings list exchange-traded equities as the dominant asset class — and it does not position itself as an active ESG investor. Business activity is concentrated: the firm’s advisory mandate is portfolio management for pooled vehicles rather than one-off discretionary retail accounts. That setup, together with its fee arrangement, suggests Mana Advisors runs concentrated, institutional-oriented strategies where performance fee capture is part of the economics.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • SUSAN DUMONT

    CEOCRD 2346501

Contacts

1 of 1
  • GREGORY ROGERS

    PresidentCRD 2238505

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
122 E 42nd St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth