SHEPHERD KAPLAN KROCHUK, LLC

RIASEC RegisteredEst. 2003
Total AUM
$10.9B
Discretionary
$2.1B
19% of AUM
Avg account
$7.7M
Accounts
1,405
Employees
34
Advisory reps
7

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
127304
Registered since
August 20, 2003
Website
skk-llc.com
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pension & Profit Sharing Plans67.88%
  • HNWI14.44%
  • Pooled Investment Vehicles10.96%
  • Corporations / Businesses5.02%
  • Charitable Organizations1.69%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Shepherd Kaplan Krochuk, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2003. The firm acts as a capital allocator for both individual & family and institutional clients and combines traditional advisory services—financial planning and portfolio management for individuals, pooled vehicles, businesses and institutions—with manager selection and sponsor/GP activity for pooled investment vehicles. It also identifies itself as a CPO/CTA and maintains industry affiliations that include broker-dealer and other investment-adviser relationships. Fee arrangements include a percentage of AUM and performance-based fees. The firm is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Private Funds 11%, Exchange Traded Equities 9%, Cash & Cash Equivalents 6%, Non-Exchange Traded Equities 3%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%68%
  • Public Funds/Mutual Funds68%
  • Private Funds11%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents6%
  • Non-Exchange Traded Equities3%

Owners & executives

2 of 2

  • PETER DILORENZO

    Chief Operating OfficerCRD 6842439

  • BAYARD DODGE

    Chief Compliance OfficerCRD 6067641

Contacts

3 of 5

  • STEPHEN BRACKETT

    Owner, PresidentCRD 1547014

  • TIMOTHY KROCHUK

    OWNER, MANAGEMENT BOARD MEMBERCRD 4687553

  • DAVID SHEPHERD

    OWNER, MANAGEMENT BOARD MANAGING MEMBERCRD 2284051

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 42

Active vs passive

$92.6M in ETFs

Passive

92%

$85.6M

Active

8%

$7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$10.9M34,08311.80%
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Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
53 State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth