BNY Mellon ETF Investment Adviser, LLC

RIASEC RegisteredEst. 2019
Total AUM
$11.1B
Discretionary
$11.1B
100% of AUM
Avg account
$854M
Accounts
13
Employees
3
Advisory reps
6

Firm details

Headquarters
Boston, Massachusetts
CRD number
306148
Registered since
November 15, 2019
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

BNY Mellon ETF Investment Adviser, LLC is an SEC-registered limited liability company that serves institutional clients as the investment adviser to exchange-traded and other investment company products. Organized in 2019, the firm is structured to provide portfolio management for investment companies and is also registered to operate as a CPO/CTA, indicating it can manage commodity- or futures-based strategies where appropriate. It charges clients on a percentage-of-AUM fee basis and does not position itself as an active ESG investor. The adviser has relationships across broker-dealers, other advisers, municipal advisor channels, banking and trust institutions, insurance companies, and sponsors/GPs of pooled vehicles, reflecting a distribution and operational footprint tied to institutional product sponsorship and fund servicing.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Kimberly Mackenzie-perman

    Kimberly Mackenzie-perman

    Chief Financial OfficerCRD 4576869

  • Stephanie Pierce

    Stephanie Pierce

    CEOCRD 2526452

  • Gareth Becker

    CFOCRD 8015877

Unlock 1 more executives

Contacts

2 of 2
  • David Dipetrillo

    David Dipetrillo

    DirectorCRD 4904926

  • Jason Ronca

    Jason Ronca

    PrincipalCRD 4419458

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
201 Washington St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth