BNY Mellon ETF Investment Adviser, LLC

RIASEC RegisteredEst. 2019
Total AUM
$11.1B
Discretionary
$11.1B
100% of AUM
Avg account
$854M
Accounts
13
Employees
3
Advisory reps
5

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
306148
Registered since
November 15, 2019
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

BNY Mellon ETF Investment Adviser, LLC is a limited liability company registered with the SEC in 2019 that serves institutional clients. Its stated advisory activity is portfolio management for investment companies, consistent with an adviser that operates ETFs and other registered pooled vehicles. The firm charges fees based on a percentage of assets under management and is not described as an active ESG investor. It is not identified as a capital allocator or a multi-state adviser, and it does not appear to operate as a related adviser to another registered adviser. Business activity listings include CPO/CTA (commodity pool operator/commodity trading advisor), and industry affiliations extend to broker-dealer, registered municipal advisor, trust company, insurance company and sponsor/GP of pooled investment vehicles, indicating it sits inside a broader financial-services group and can participate across product and distribution channels.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • STEPHANIE PIERCE

    CEOCRD 2526452

  • Gareth Becker

    CFOCRD 8015877

  • LISA RUIZ

    Chief Compliance OfficerCRD 6377247

Contacts

2 of 2
  • DAVID DIPETRILLO

    DirectorCRD 4904926

  • JASON RONCA

    PrincipalCRD 4419458

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
201 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth