Serone Capital Management LLC

RIASEC RegisteredEst. 2026
Total AUM
$116M
Discretionary
$0
0% of AUM
Avg account
$116M
Accounts
1
Employees
3
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
338114
Registered since
January 2, 2026
Fee structure
Fixed Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Serone Capital Management LLC is an institutional registered investment adviser organized as an LLC and listed as SEC-registered in 2026. Ownership is reported as a mix of a foreign entity and an individual. The firm serves institutional clients and focuses its advisory work on managing pooled investment vehicles. It charges fixed fees rather than asset-based or performance fees. Regulatory and business filings indicate Serone acts in multiple sponsor/manager roles for funds — including activity as an adviser, CPO/CTA, and sponsor or general partner of pooled vehicles — rather than functioning as a broad capital allocator. The firm is not flagged as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Sergey Likhosherstov

    Sergey Likhosherstov

    General Counsel & Chief Compliance OfficerCRD 7695239

  • Adrian King

    Adrian King

    Chief Operating OfficerCRD 6447698

Contacts

1 of 1
  • Brent Hayes

    Head of North AmericaCRD 8197051

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
444 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth