SERONE CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2026
Total AUM
$116M
Discretionary
$0
0% of AUM
Avg account
$116M
Accounts
1
Employees
3
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
338114
Registered since
January 2, 2026
Fee structure
Fixed Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Serone Capital Management LLC is an SEC-registered limited liability company that describes its client base as institutional and its primary advisory role as portfolio management for pooled investment vehicles. The firm is structured with a mix of foreign-entity and individual ownership and reports a fixed-fee compensation model. Serone identifies itself as a sponsor/GP and manager of pooled vehicles and is also affiliated as an investment adviser and CPO/CTA, indicating involvement on both the advisory and operating sides of private funds. The firm does not report being an active ESG investor, and it is not organized as a multi-state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • SERGEY LIKHOSHERSTOV

    General Counsel & Chief Compliance OfficerCRD 7695239

  • ADRIAN KING

    Chief Operating OfficerCRD 6447698

Contacts

1 of 1
  • Brent Hayes

    CRD 8197051

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
444 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth