FINHABITS ADVISORS, LLC

RIASEC RegisteredEst. 2015
Total AUM
$116M
Discretionary
$116M
100% of AUM
Avg account
$3.4K
Accounts
33,945
Employees
11
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
210522
Registered since
August 10, 2015
Custodians
APEX CLEARING CORPORATION
Fee structure
Percentage of AUM, Subscription Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Finhabits Advisors, LLC is an independent registered investment adviser formed in 2015 and organized as an LLC. The firm targets individual and family clients and offers financial planning and discretionary portfolio management for individuals and small businesses. Its stated fee model combines a percentage-of-AUM charging schedule with subscription-style fees. The firm does not identify as an active ESG investor, is not classified as a capital allocator, and its regulatory snapshot lists it as not a multi-state adviser. The firm also notes an industry affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • CARLOS GARCIA

    CEO and FounderCRD 6395409

Contacts

1 of 1
  • Marielena Banuelos

    Investment Operations AssociateCRD 7555909

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 19

Active vs passive

$127M in ETFs

Passive

80%

$101M

Active

21%

$26.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$19.8M139,04615.58%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
413 W 14th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth