Semper Financial
Firm details
- Headquarters
- ,
- CRD number
- 158686
- Website
- sempercap.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals76.76%
- HNWI23.24%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Semper Financial is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves principally individuals and families, and it emphasizes financial planning and discretionary portfolio management for individuals and small businesses. Its fee model is flexible, combining a percentage-of-AUM fee with the option for hourly or fixed-fee engagements. The firm does not identify as an active ESG investor and is not positioned as a capital allocator. An affiliation with accounting professionals is noted, indicating a practice that likely coordinates tax and financial planning work alongside investment management.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities8%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2Brian Plunkett
Chief Operating OfficerCRD 3121614
Kevin Plunkett
Chief Compliance OfficerCRD 861646
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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