Semaphore Investments

Overview

Semaphore Investments is a small corporate advisory firm owned by an individual that provides financial planning and portfolio management for individual and small-business clients. The firm operates in multiple capacities beyond investment advice: it functions as a registered representative of a broker‑dealer, a real‑estate broker, an insurance broker, and an accounting practice. Its fee arrangements include hourly charges, fixed fees and other non‑traditional structures rather than a standard assets‑under‑management percentage. Regulatory and programmatic attributes in the record show Semaphore is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi‑state adviser. The firm’s classification is listed as unclassified.

Assets & Accounts

Investments & Alternatives

Location & Offices