SEF Financial

Overview

SEF Financial is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves individual and family clients, providing financial planning, portfolio management for individuals and small businesses, and the selection of other advisers when clients need specialist managers. Compensation is a mix of a percentage-of-assets fee and hourly charges, reflecting a combined planning-plus-investment model. Investment activity is concentrated in publicly traded equities and exchange-traded funds, which form the core of client portfolios. SEF Financial also operates as a capital allocator, placing client capital with third-party alternative managers in private equity, hedge funds and real estate when appropriate. The firm is not an active ESG investor and does not list multi-state or pension consulting as part of its footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices