Seamount Financial Group Inc
Firm details
- Headquarters
- Colorado Springs, Colorado
- CRD number
- 107834
- Registered since
- April 6, 1999
- Website
- www.seamountfinancial.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.12%
- Individuals17.48%
- Pension & Profit Sharing Plans3.13%
- Corporations / Businesses0.26%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Seamount Financial Group Inc is structured as a corporation and operates as an independent registered investment advisor. The firm is registered with the SEC (1999) and is owned by an individual. Its client mix includes individuals and families as well as institutional clients. Seamount provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee schedules include percentage-of-AUM billing along with hourly and fixed fees. The firm is not positioned as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds66%
- Exchange Traded Equities14%
- US Government Bonds6%
- Other6%
- State & Local Bonds3%
Contacts
3 of 8
Leon Colafrancesco
Investment Advisor RepresentativeCRD 1024686
Aaron Mclaughlin
Financial PlannerCRD 5909837
Christopher Dorsett
Portfolio ManagerCRD 3042525
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 77Active vs passive
$201M in ETFs
48%
$96.2M
49%
$105M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | Capital Group | Active | Large Value | $12.5M | 255,322 | 6.20% |
Location
Colorado Springs, CO
El Paso
Location
Colorado Springs, CO
Headquartered in Colorado Springs, CO, in the West of the United States.
- Region
- West
- County
- El Paso
- Address
- 90 S Cascade Ave
- Time zone
- MT (UTC-7)
- Office locations
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