Seamount Financial Group Inc
Firm details
- Headquarters
- Colorado Springs, Colorado
- CRD number
- 107834
- Registered since
- April 6, 1999
- Website
- www.seamountfinancial.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.12%
- Individuals17.48%
- Pension & Profit Sharing Plans3.13%
- Corporations / Businesses0.26%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Seamount Financial Group Inc. is an independent registered investment adviser that has been SEC-registered since 1999 and is organized as a corporation under individual ownership. The firm serves both individual and family clients as well as institutional investors, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its client billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. Seamount does not position itself as a capital allocator running proprietary funds and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds66%
- Exchange Traded Equities14%
- US Government Bonds6%
- Other6%
- State & Local Bonds3%
Contacts
3 of 8Rebecca Colafrancesco
Vice PresidentCRD 4628242
Aaron Mclaughlin
Financial PlannerCRD 5909837
Michael Healy
Registered RepresentativeCRD 1091446
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 76Active vs passive
$196M in ETFs
50%
$97.1M
47%
$99.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | Capital Group | Active | Large Value | $12.3M | 249,281 | 6.26% |
Location
Colorado Springs, CO
El Paso
Location
Colorado Springs, CO
Headquartered in Colorado Springs, CO, in the West of the United States.
- Region
- West
- County
- El Paso
- Address
- 90 S Cascade Ave
- Time zone
- MT (UTC-7)
- Office locations
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