First Affirmative Financial Network LLC

RIASEC Registered

Total AUM

$905M

Discretionary

$716M

79% of AUM

Avg account

$389K

Accounts

2,327

Employees

Advisory reps

Firm details

Headquarters: Colorado Springs, Colorado
CRD number: 109036
Registered since: June 7, 1999
Website: www.formativefinancial.com
Custodians: CHARLES SCHWAB & CO., INC., GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals53.73%
HNWI44.24%
Charitable Organizations1%
Corporations / Businesses0.53%
Pension & Profit Sharing Plans0.5%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

First Affirmative Financial Network LLC is an independent registered investment adviser organized as an LLC. The firm is registered with the SEC (registered in 1999) and serves both individual and family clients as well as institutional clients. Its business model combines fee-based portfolio management and financial planning with additional services such as selection of outside managers, publication of client communications, and educational seminars and workshops. Compensation is flexible across percentage-of-AUM, hourly, and fixed-fee arrangements. The firm identifies as a capital allocator and integrates environmental, social and governance (ESG) considerations into its investing approach. It maintains an industry affiliation with an insurance company and delivers portfolio management for individuals, small businesses, and institutional entities.