Schroder Investment Management (Japan) Limited

RIASEC RegisteredEst. 2020
Total AUM
$11B
Discretionary
$10.7B
97% of AUM
Avg account
$110M
Accounts
100
Employees
81
Advisory reps
5

Firm details

Headquarters
Chiyodaku Tokyo,
CRD number
306616
Registered since
February 12, 2020
Custodians
THE MASTER TRUST BANK OF JAPAN, LTD., CUSTODY BANK OF JAPAN, LTD.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Corporations / Businesses44.53%
  • Pooled Investment Vehicles32.2%
  • State / Municipal Government17.59%
  • Pension & Profit Sharing Plans5.68%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schroder Investment Management (Japan) Limited is the Japan-registered arm of Schroders’ investment platform that operates as a corporate adviser to institutional clients. The firm is SEC-registered (since 2020) and is owned via a combination of a foreign entity and individual stakeholders. Its advisory remit, as filed, centers on portfolio management for pooled investment vehicles and for institutional or business clients. Fee arrangements reported include both asset-based fees and performance-linked compensation. The ADV characterizes the firm as serving institutional clients and indicates it is not identified as an active ESG investor. The firm’s filings list a range of connected activities and affiliations beyond pure advisory work, including relationships or roles tied to broker-dealers, other registered advisers, commodity pool/commodity trading activity (CPO/CTA), banking or thrift institutions, and sponsorship or GP/manager roles for pooled investment vehicles and certain limited partnerships. That mix suggests Schroder’s Japan subsidiary participates in both fund sponsorship and in intermediary or service-provider relationships across the Schroders group footprint in the region.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Private Funds 8%, Derivatives 3%, Sovereign Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%86%
  • Exchange Traded Equities86%
  • Private Funds8%
  • Derivatives3%
  • Sovereign Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 3
  • Shin Terada

    Chief Compliance OfficerCRD 8110097

  • Keita Nambara

    President and Chief Executive OfficerCRD 8110091

  • Shingo Sugiura

    Shingo Sugiura

    Chief Administrative OfficerCRD 7207403

Contacts

2 of 2
  • Alexander McDougall

    DirectorCRD 8171226

  • Kazuhiro Toyoda

    Fund ManagerCRD 7853022

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chiyodaku Tokyo, null

Location

Chiyodaku Tokyo, null

Headquartered in Chiyodaku Tokyo, null.

Address
Tokyo Torch Tokiwabashi Tower, 27 Th Floor
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth