Schroder Investment Management (Japan) Limited
Firm details
- Headquarters
- Chiyodaku Tokyo,
- CRD number
- 306616
- Registered since
- February 12, 2020
- Website
- www.schroders.com
- Custodians
- THE MASTER TRUST BANK OF JAPAN, LTD., CUSTODY BANK OF JAPAN, LTD.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Corporations / Businesses44.53%
- Pooled Investment Vehicles32.2%
- State / Municipal Government17.59%
- Pension & Profit Sharing Plans5.68%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Schroder Investment Management (Japan) Limited is the Japan-registered arm of Schroders’ investment platform that operates as a corporate adviser to institutional clients. The firm is SEC-registered (since 2020) and is owned via a combination of a foreign entity and individual stakeholders. Its advisory remit, as filed, centers on portfolio management for pooled investment vehicles and for institutional or business clients. Fee arrangements reported include both asset-based fees and performance-linked compensation. The ADV characterizes the firm as serving institutional clients and indicates it is not identified as an active ESG investor. The firm’s filings list a range of connected activities and affiliations beyond pure advisory work, including relationships or roles tied to broker-dealers, other registered advisers, commodity pool/commodity trading activity (CPO/CTA), banking or thrift institutions, and sponsorship or GP/manager roles for pooled investment vehicles and certain limited partnerships. That mix suggests Schroder’s Japan subsidiary participates in both fund sponsorship and in intermediary or service-provider relationships across the Schroders group footprint in the region.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Private Funds8%
- Derivatives3%
- Sovereign Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 3Shin Terada
Chief Compliance OfficerCRD 8110097
Keita Nambara
President and Chief Executive OfficerCRD 8110091

Shingo Sugiura
Chief Administrative OfficerCRD 7207403
Contacts
2 of 2Alexander McDougall
DirectorCRD 8171226
Kazuhiro Toyoda
Fund ManagerCRD 7853022
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chiyodaku Tokyo, null
Location
Chiyodaku Tokyo, null
Headquartered in Chiyodaku Tokyo, null.
- Address
- Tokyo Torch Tokiwabashi Tower, 27 Th Floor
- Office locations
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