Neuberger Berman Asia Limited
Firm details
- Headquarters
- Hong Kong,
- CRD number
- 154286
- Registered since
- August 9, 2010
- Website
- www.nb.com
- Custodians
- CITI PRIVATE BANK, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles51.92%
- Sovereign Wealth Funds35.69%
- Insurance Companies12.38%
- Other0.01%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Neuberger Berman Asia Limited operates as an institutional-focused investment adviser and manager with a clear bias toward equity exposure and pooled vehicle management. The firm acts as a portfolio manager for pooled investment vehicles and for businesses or institutions, and is organized to handle commodity pool operator/commodity trading adviser activities. Fee arrangements combine percentage-of-AUM and performance-based components, aligning manager compensation with outcomes for institutional clients. The firm identifies as an active ESG investor, which suggests ESG criteria are integrated into security selection, manager due diligence or stewardship activities across some strategies. Investment activity centers on active equity allocation and third-party alternative manager relationships. The manager mix and business affiliations indicate capabilities across broker-dealer relationships, trust services and sponsorship or governance roles for pooled vehicles, which supports execution and operational integration for multi-asset mandates and alternative allocations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Investment Grade Corp Bonds15%
- Non-Investment Grade Corp Bonds7%
- Sovereign Bonds6%
- US Government Bonds4%
Owners & executives
1 of 1
Heather Zuckerman
Chief of StaffCRD 4107706
Contacts
3 of 3Patrick Liu
Managing DirectorCRD 8034874
Travis Chia
Investment Solutions RepresentativeCRD 6276071
Alvin Hui
DirectorCRD 7828997
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Hong Kong, null
Location
Hong Kong, null
Headquartered in Hong Kong, null.
- Address
- 20th Floor Jardine House
- Office locations
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