Scholtz & Company, LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 107363
- Registered since
- April 3, 2013
- Website
- www.scholtzandco.com
- Custodians
- U.S. BANK, N.A., CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.23%
- Individuals14.38%
- Pension & Profit Sharing Plans2.45%
- Charitable Organizations0.94%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Scholtz & Company, LLC is an independent registered investment adviser that provides financial planning and portfolio management services primarily to individuals, families and small-business clients. The firm operates as a limited liability company, is owner-operated, and has been SEC-registered since 2013. Its fees are charged as a percentage of assets under management and via fixed-fee arrangements. Scholtz & Company identifies equities as its primary preference and does not position itself as a capital allocator; it also reports that it is not an active ESG investor and does not operate as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- Investment Grade Corp Bonds26%
- US Government Bonds2%
- Cash & Cash Equivalents2%
- Other1%
Contacts
3 of 3
Carl Scholtz
Portfolio ManagerCRD 5365510
Patricia Gildea
PartnerCRD 4419878
Peter Scholtz
FounderCRD 873183
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$1M in ETFs
100%
$1M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $734K | 983 | 72.50% |
Location
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 107 Elm St
- Time zone
- ET (UTC-5)
- Office locations
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