SCHOLTZ & COMPANY, LLC
Firm details
- Headquarters
- STAMFORD, Connecticut
- CRD number
- 107363
- Registered since
- April 3, 2013
- Website
- www.scholtzandco.com
- Custodians
- U.S. BANK, N.A., CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.23%
- Individuals14.38%
- Pension & Profit Sharing Plans2.45%
- Charitable Organizations0.94%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Scholtz & Company, LLC is an independent registered investment adviser organized as an LLC and operating since 2013. The firm is owner-operated and serves a mix of individual, family and institutional clients, charging both a percentage-of-assets and fixed-fee arrangements. Its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. Scholtz & Company does not act as a capital allocator, reports it is not an active ESG investor, and is not structured as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- Investment Grade Corp Bonds26%
- US Government Bonds2%
- Cash & Cash Equivalents2%
- Other1%
Contacts
3 of 3CARL SCHOLTZ
Portfolio ManagerCRD 5365510
PATRICIA GILDEA
PartnerCRD 4419878
PETER SCHOLTZ
FounderCRD 873183
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$977K in ETFs
100%
$977K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $639K | 983 | 65.46% |
Location
STAMFORD, CT
FAIRFIELD
Location
STAMFORD, CT
Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 107 Elm St
- Time zone
- ET (UTC-5)
- Office locations
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