RPO LLC

RIASEC RegisteredEst. 2022
Total AUM
$372M
Discretionary
$372M
100% of AUM
Avg account
$46.5M
Accounts
8
Employees
6
Advisory reps
3

Firm details

Headquarters
Stamford, Connecticut
CRD number
318296
Registered since
January 25, 2022
Custodians
GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI53.19%
  • Pooled Investment Vehicles46.81%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

RPO LLC is an SEC-registered limited liability company that operates as a hedge fund manager. The firm is organized under individual ownership and reports offering advisory and trading services to both high-net-worth individuals/families and institutional clients. Its compensation mix combines a percentage-of-assets-under-management fee with performance-based fees consistent with an active, returns-oriented strategy. RPO LLC is registered to perform commodity pool operator/commodity trading advisor (CPO/CTA) activities and lists portfolio management for individuals/small businesses as well as for pooled investment vehicles among its advisory services. The firm does not identify as an active ESG investor and is not positioned as a multi-state advisory platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Other 19%, Cash & Cash Equivalents 12%, Public Funds/Mutual Funds 3%, State & Local Bonds 2%66%
  • Exchange Traded Equities66%
  • Other19%
  • Cash & Cash Equivalents12%
  • Public Funds/Mutual Funds3%
  • State & Local Bonds2%

Owners & executives

2 of 2
  • Zuzana Guggenheimer

    Chief Financial OfficerCRD 5905838

  • Stephen Rogers

    Chief Compliance OfficerCRD 1767148

Contacts

1 of 1
  • John Rogers

    Managing MemberCRD 1089856

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$1.6M in ETFs

Passive

0%

$0

Active

0%

$1.6M

ETFProviderStyleCategoryValueShares% of portfolio
FRANKLIN XRP TRUST (XRPZ)$897K79,05055.46%

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
6 Landmark Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth