PHILOSMITH CAPITAL CORPORATION

RIASEC RegisteredEst. 2012
Total AUM
$380M
Discretionary
$380M
100% of AUM
Avg account
$127M
Accounts
3
Employees
9
Advisory reps
5

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
162082
Registered since
April 24, 2012
Custodians
STATE STREET BANK AND TRUST COMPANY, MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies89.69%
  • Pooled Investment Vehicles10.31%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Philosmith Capital Corporation is a SEC-registered hedge fund organized as a corporation and first registered in 2012. The firm is individually owned and positions itself as an institutional-focused investment manager while also operating as a broker-dealer. Its advisory mandate covers portfolio management for individuals and small businesses, pooled investment vehicles, and institutional accounts. Compensation combines a percentage-of-AUM management fee with performance-based fees consistent with hedge fund structures. Philosmith does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Contacts

3 of 5
  • JAMES INGLIS

    Managing Director & PartnerCRD 4862984

  • MICHELE OGRADY

    Managing Director & PartnerCRD 3191120

  • JAMES AMEN

    Managing Director & PartnerCRD 4862990

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
6 Landmark Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth