SBB Research Group LLC
Firm details
- Headquarters
- Northbrook, Illinois
- CRD number
- 161109
- Registered since
- April 23, 2014
- Website
- www.sbbrg.com
- Custodians
- J.P. MORGAN SECURITIES INC., E*TRADE SECURITIES LLC, MESIROW FINANCIAL, INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles98.09%
- HNWI1.8%
- Other0.11%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
SBB Research Group LLC is a privately held SEC-registered investment adviser formed as an LLC in 2014 and organized as a hedge-fund manager. The firm serves both high-net-worth individuals and institutional clients and provides portfolio management across separate accounts and pooled investment vehicles. Its commercial model combines a percentage-of-AUM fee with performance-based fees, and its advisory work includes managing portfolios for individuals and small businesses as well as for pooled vehicles and broader business or institutional clients. The firm does not present itself as an ESG-focused investor and is not set up as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Cash & Cash Equivalents8%
Owners & executives
3 of 4
Samuel Barnett
Founder & Chief Exceutive OfficerCRD 6024057
Matthew Aven
Chief Operating OfficerCRD 5462530
Michael Chick
Chief Compliance OfficerCRD 4283632
Contacts
1 of 1
Sandeep Navalgund
Director of ResearchCRD 7522482
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$30.8M in ETFs
100%
$30.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $13.9M | 32,496 | 45.12% |
Location
Northbrook, IL
Cook
Location
Northbrook, IL
Headquartered in Northbrook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 450 Skokie Blvd
- Time zone
- CT (UTC-6)
- Office locations
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