SBB RESEARCH GROUP LLC

RIASEC RegisteredEst. 2014

Total AUM

$3.3B

Discretionary

$3.2B

99% of AUM

Avg account

$296M

Accounts

11

Employees

28

Advisory reps

5

Firm details

Headquarters: NORTHBROOK, Illinois
CRD number: 161109
Registered since: April 23, 2014
Website: www.sbbrg.com
Custodians: J.P. MORGAN SECURITIES INC., E*TRADE SECURITIES LLC, MESIROW FINANCIAL, INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles98.09%
HNWI1.8%
Other0.11%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SBB Research Group LLC is an SEC-registered investment adviser organized as an LLC and operating as a hedge fund manager. The firm serves both individual/family clients and institutional investors and provides portfolio management across separately managed accounts, pooled investment vehicles, and business or institutional mandates. Its fee model combines asset-based charges with performance-linked fees. SBB does not identify as an active ESG investor and is not a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities91%
Cash & Cash Equivalents8%

Owners & executives

3 of 4

SAMUEL BARNETT
Founder & Chief Exceutive OfficerCRD 6024057
MATTHEW AVEN
Chief Operating OfficerCRD 5462530
MICHAEL CHICK
Chief Compliance OfficerCRD 4283632

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Contacts

1 of 1

SANDEEP NAVALGUND
Director of ResearchCRD 7522482

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 8

Active vs passive

$30.8M in ETFs

Passive

100%

$30.8M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$13.9M	32,496	45.12%

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Primary office

NORTHBROOK, IL

COOK

Location

NORTHBROOK, IL

Headquartered in NORTHBROOK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area: Chicago-Naperville, IL-IN-WI
Region: Midwest
County: COOK
Address: 450 Skokie Blvd
Time zone: CT (UTC-6)
Office locations

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