Trifecta Capital Advisors, LLC
Firm details
- Headquarters
- Northbrook, Illinois
- CRD number
- 317391
- Registered since
- January 14, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI97.48%
- Individuals2.19%
- Corporations / Businesses0.19%
- Charitable Organizations0.13%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Trifecta Capital Advisors, LLC is an independent Registered Investment Adviser that operates as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm is organized as a limited liability company and began SEC registration in 2022. Its revenue model combines asset-based fees with fixed-fee engagements. Core client services include financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers, which supports its role in placing capital with external managers. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- Non-Exchange Traded Equities30%
- Investment Grade Corp Bonds10%
- State & Local Bonds5%
- Cash & Cash Equivalents1%
Contacts
3 of 3
Susan Oleari
Co-FounderCRD 6660230
Jeffrey Berman
Co-FounderCRD 7480586
Paul Tromp
Co-FounderCRD 4980542
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$211M in ETFs
99%
$209M
<1%
$1.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $60.3M | 81,924 | 28.63% |
Location
Northbrook, IL
Cook
Location
Northbrook, IL
Headquartered in Northbrook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 400 Skokie Blvd
- Time zone
- CT (UTC-6)
- Office locations
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