Saxony Capital Management, LLC

RIASEC Registered

Total AUM

$368M

Discretionary

$351M

96% of AUM

Avg account

$247K

Accounts

1,488

Employees

Advisory reps

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 122692
Registered since: October 15, 2007
Website: www.saxonysecurities.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI53.7%
Individuals45.7%
Corporations / Businesses0.57%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Saxony Capital Management, LLC is an independent registered investment adviser that acts as a capital allocator for both individual/family and institutional clients. The firm is SEC-registered (initial registration reported in 2007) and operates as a limited liability company owned by domestic entities and individuals. Its advisory services include financial planning, portfolio management for individuals/small businesses and for institutions, and selection of other advisers — the latter signaling regular use of third‑party managers in client solutions. Fee arrangements include percentage‑of‑AUM billing supplemented by hourly and fixed fees and other fee types, reflecting a mix of traditional asset‑based pricing and consultative engagements. Saxony lists relationships with broker‑dealers and insurance companies and appears structured to offer coordinated investment and insurance solutions. The firm does not identify as an active ESG investor.