SAXONY CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- SAINT LOUIS, Missouri
- CRD number
- 122692
- Registered since
- October 15, 2007
- Website
- www.saxonysecurities.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI53.7%
- Individuals45.7%
- Corporations / Businesses0.57%
- Charitable Organizations0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Saxony Capital Management, LLC is an independent, SEC‑registered investment adviser formed as an LLC in 2007. The firm operates as a capital allocator for both individual/family and institutional clients, delivering financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Its billing arrangements include percentage‑of‑AUM, hourly, fixed fees and other fee types. Saxony is not identified as an active ESG investor. The firm reports industry relationships with broker‑dealers, other investment advisers and an insurance company, which supports its capability to source outside managers and insurance‑based solutions for clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities22%
- Cash & Cash Equivalents11%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2RICHARD WILLSON
Chief Technology OfficerCRD 4765132
RYAN KLUMP
Chief Operating OfficerCRD 4762698
Contacts
3 of 40JAMIE KAESTNER
Financial AdvisorCRD 6120616
VIRGINIA THOMPSON
Investment Advisor RepresentativeCRD 1834046
CHARLES DAIRAGHI
Human ResourcesCRD 4449265
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 107Active vs passive
$154M in ETFs
49%
$76.3M
45%
$78.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $8.7M | 14,642 | 5.67% |
Location
SAINT LOUIS, MO
SAINT LOUIS
Location
SAINT LOUIS, MO
Headquartered in SAINT LOUIS, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- SAINT LOUIS
- Address
- 11152 S Towne Sq
- Time zone
- CT (UTC-6)
- Office locations
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