Saturna Brokerage Services, Inc

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
94
Avg account
$0

Firm details

Headquarters
Bellingham, Washington
CRD number
18437
Registered since
October 30, 1986

Firm profile

FINTRX

Overview

Saturna Brokerage Services, Inc. is a corporate brokerage entity that has been SEC-registered since 1986. The firm is listed as owned by a domestic entity and an individual and is classified in the dataset as "Unclassified." It is not registered or flagged as a multi-state adviser, and it is not identified as a newly formed adviser. The dataset characterizes Saturna Brokerage Services primarily as a non–capital-allocating brokerage/service entity rather than a discretionary manager. It is also recorded as not being an active ESG investor; other details about fee arrangements, client segments, or advisory business lines were not supplied in the source record.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Brian Horrocks

    Brian Horrocks

    Trust Administrative CoordinatorCRD 7788060

  • Matthew Meadows

    Matthew Meadows

    Team CoordinatorCRD 8211484

  • Jimmy Noriega

    Jimmy Noriega

    Chief Technology OfficerCRD 5094907

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Contacts

3 of 87
  • Samar Tariq

    Samar Tariq

    Regional ManagerCRD 7028743

  • Marybeth Swisher

    Marybeth Swisher

    National Accounts ManagerCRD 1536186

  • Sean Spurgin

    Sean Spurgin

    Securities Data ManagerCRD 5906666

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Bellingham, WA

Whatcom

Location

Bellingham, WA

Headquartered in Bellingham, WA, in the West of the United States.

Region
West
County
Whatcom
Address
1300 N State St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth