Saturna Brokerage Services, Inc

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
92
Avg account
$0

Firm details

Headquarters
Bellingham, Washington
CRD number
18437
Registered since
October 30, 1986

Firm profile

FINTRX

Overview

Saturna Brokerage Services, Inc. is organized as a corporation and has been registered with the SEC since 1986. Ownership is recorded as a combination of a domestic entity and an individual. The firm is categorized as unclassified in the available snapshot. The profile supplied to FINTRX contains only a small set of operational flags: Saturna Brokerage Services, Inc. is not identified as a capital allocator, is not marked as an active ESG investor, and is not listed as a multi-state or newly formed adviser. It is also not flagged as a pension consultant or as a related adviser. The dataset does not disclose the firm’s client segments, fee structure, or detailed business and advisory activities.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • Brian Horrocks

    Brian Horrocks

    Trust Administrative CoordinatorCRD 7788060

  • Jimmy Noriega

    Jimmy Noriega

    Chief Technology OfficerCRD 5094907

  • Kalen Hanna

    Kalen Hanna

    Chief Financial OfficerCRD 5710886

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Contacts

3 of 86
  • Samar Tariq

    Samar Tariq

    Regional ManagerCRD 7028743

  • Marybeth Swisher

    Marybeth Swisher

    National Accounts ManagerCRD 1536186

  • Sean Spurgin

    Sean Spurgin

    Securities Data ManagerCRD 5906666

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Bellingham, WA

Whatcom

Location

Bellingham, WA

Headquartered in Bellingham, WA, in the West of the United States.

Region
West
County
Whatcom
Address
1300 N State St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth