Saturna Brokerage Services, Inc

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
92
Avg account
$0

Firm details

Headquarters
Bellingham, Washington
CRD number
18437
Registered since
October 30, 1986

Firm profile

FINTRX

Overview

Saturna Brokerage Services, Inc. is recorded in FINTRX as a corporation that has been SEC-registered since 1986. The provider record lists the owner type as a domestic entity and an individual and classifies the firm as "Unclassified." Several operational flags are populated: the firm is not identified as a capital allocator, is not marked as an active ESG investor, and is not registered as a multi-state adviser; it is also not listed as a pension consultant or related adviser. The FINTRX snapshot contains no entries for business activities, advisory activities, investment preferences, or manager allocation interests. The platform also reports zero clients and an average client size of $0.00, which indicates either that the entity does not operate as an asset manager under the parameters FINTRX tracks or that client-level data is not available in the source. That absence of investment and client detail limits visibility into the firm’s product lineup, distribution role, and how—if at all—it interfaces with investors or separate advisory teams. No activities, affiliations, public holdings, or investment strategies are provided in the record. Analysts relying on this FINTRX entry should treat it as a minimal administrative profile rather than a source for portfolio, advisory, or operational intelligence.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Brian Horrocks

    Brian Horrocks

    Trust Administrative CoordinatorCRD 7788060

  • Jimmy Noriega

    Jimmy Noriega

    Chief Technology OfficerCRD 5094907

  • Kalen Hanna

    Kalen Hanna

    Chief Financial OfficerCRD 5710886

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Contacts

3 of 86
  • Samar Tariq

    Samar Tariq

    Regional ManagerCRD 7028743

  • Marybeth Swisher

    Marybeth Swisher

    National Accounts ManagerCRD 1536186

  • Sean Spurgin

    Sean Spurgin

    Securities Data ManagerCRD 5906666

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bellingham, WA

Whatcom

Location

Bellingham, WA

Headquartered in Bellingham, WA, in the West of the United States.

Region
West
County
Whatcom
Address
1300 N State St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth