AGA Securities, LLC
Firm details
- Headquarters
- Bainbridge, Washington
- CRD number
- 122781
- Registered since
- December 4, 2002
- Website
- www.axisga.com
Firm profile
FINTRXOverview
AGA Securities, LLC is organized as a limited liability company and appears in SEC records with an original registration year of 2002. The firm is listed with an owner type described as a domestic entity and an individual, and it is classified in the dataset as "Unclassified." The public record in this source provides very little descriptive material about what the firm does on a day‑to‑day basis or how it positions itself in the market. Key operational attributes that are available indicate AGA Securities is not identified as a capital allocator, is not an active ESG investor, is not designated a multi‑state adviser, and is not described as a pension consultant or a related adviser. The dataset does not include disclosures of the firm’s fee structure, business activities, advisory activities, client segments, or any manager allocation preferences. That lack of reported detail limits visibility into the firm’s investment approach and service model.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
2 of 2
Charles Combs
OwnerCRD 2922449

Carl Serra
FinOpCRD 3179039
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Bainbridge, WA
Kitsap
Location
Bainbridge, WA
Headquartered in Bainbridge, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- Kitsap
- Address
- 200 Winslow Way W
- Time zone
- PT (UTC-8)
- Office locations
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