AGA Securities, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Bainbridge, Washington
CRD number
122781
Registered since
December 4, 2002

Firm profile

FINTRX

Overview

AGA Securities, LLC is organized as a limited liability company and is recorded as having SEC registration dating back to 2002. The FINTRX snapshot flags the firm as "Unclassified" and lists its owner type as a mix of a domestic entity and an individual. The profile indicates the firm is not a capital allocator and is not identified as an active ESG investor. It also does not appear as a multi-state adviser, newly formed adviser, pension consultant, or related adviser in the provided dataset. Publicly reported operational details are sparse: fields for client base, fee structure, core business activities and advisory services are not populated in the source record, which limits visibility into the firm’s market positioning and day-to-day service model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Charles Combs

    Charles Combs

    OwnerCRD 2922449

  • Carl Serra

    Carl Serra

    FinOpCRD 3179039

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bainbridge, WA

Kitsap

Location

Bainbridge, WA

Headquartered in Bainbridge, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
Kitsap
Address
200 Winslow Way W
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth