SAOS CAPITAL, LLC

RIASEC RegisteredEst. 2012
Total AUM
$239M
Discretionary
$225M
94% of AUM
Avg account
$165K
Accounts
1,448
Employees
4
Advisory reps
3

Firm details

Headquarters
MOUNT PLEASANT, South Carolina
CRD number
159515
Registered since
January 4, 2012
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI59.42%
  • Individuals34.71%
  • Pension & Profit Sharing Plans5.87%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Saos Capital, LLC is an independent, SEC-registered investment advisory firm organized as an LLC and formed in 2012. The firm is owner-operated and charges clients on a percentage-of-AUM basis. Its client base includes individuals and families as well as institutional clients. Core services listed on the firm’s ADV are financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Saos Capital is not flagged as an active ESG investor, is not a capital allocator, and is not identified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Exchange Traded Equities 14%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 3%, Derivatives 3%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%73%
  • Public Funds/Mutual Funds73%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds3%
  • Derivatives3%

Contacts

3 of 3
  • WILLIAM AVANT

    Managing MemberCRD 4517403

  • SAMUEL GAMBLE

    Advisor & PartnerCRD 5295335

  • AULDEN HOPPER

    Operations ManagerCRD 7629288

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MOUNT PLEASANT, SC

CHARLESTON

Location

MOUNT PLEASANT, SC

Headquartered in MOUNT PLEASANT, SC, in the South of the United States.

Region
South
County
CHARLESTON
Address
410 Mill St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth