Carroll Investors, Inc.
Firm details
- Headquarters
- Mount Pleasant, South Carolina
- CRD number
- 311180
- Registered since
- November 30, 2020
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI94.19%
- Individuals5.81%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Carroll Investors, Inc. is an independent, individually owned registered investment adviser that registered with the SEC in 2020. The firm provides fee-based portfolio management for individuals and small businesses, charging a percentage of assets under management. Its client base is focused on individual and family relationships rather than institutional or pension work. Carroll Investors does not self-identify as an active ESG investor and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$660K in ETFs
100%
$660K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD WORLD FUND (MGK) | Vanguard | Passive | Large Growth | $660K | 7,122 | 100.00% |
Location
Mount Pleasant, SC
Charleston
Location
Mount Pleasant, SC
Headquartered in Mount Pleasant, SC, in the South of the United States.
- Region
- South
- County
- Charleston
- Address
- 1036 Lansing Dr
- Time zone
- ET (UTC-5)
- Office locations
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