SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
Firm details
- Headquarters
- CORONA, California
- CRD number
- 146132
- Registered since
- May 31, 2017
- Website
- safeguardinvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals53.7%
- HNWI43.94%
- Pension & Profit Sharing Plans1.73%
- Corporations / Businesses0.51%
- Charitable Organizations0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Safeguard Investment Advisory Group, LLC is an independent registered investment adviser that has been SEC-registered since 2017 and is structured as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional investors, offering financial planning, portfolio management for individuals and small businesses, and manager selection services. Its fee model combines percentage-of-AUM billing with hourly charges. The firm acts as a capital allocator, meaning it places client capital with external managers when appropriate, and maintains an industry affiliation with an insurance company. Safeguard does not identify as an active ESG investor in its disclosures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds33%
- Cash & Cash Equivalents5%
- Sovereign Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1JAMES MURRAY
Chief Compliance Officer & Investment AdvisorCRD 7362344
Contacts
3 of 8ANDREW ANABLE
Investment Advisor RepresentativeCRD 5625071
RICKY RIVERA
Investment Advisor RepresentativeCRD 5480478
EDWARD SOTA
Partner, Investment Advisor RepresentativeCRD 5564807
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$286M in ETFs
44%
$127M
54%
$159M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $78.6M | 2,022,586 | 27.49% |
Location
CORONA, CA
RIVERSIDE
Location
CORONA, CA
Headquartered in CORONA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- RIVERSIDE
- Address
- 4160 Temescal Canyon Rd
- Time zone
- PT (UTC-8)
- Office locations
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