Pacific Capital
Firm details
- Headquarters
- Corona, California
- CRD number
- 159294
- Registered since
- November 3, 2014
- Website
- www.pacificcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI98.22%
- Charitable Organizations1.45%
- Individuals0.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Pacific Capital is an independent registered investment adviser organized as a corporation and SEC-registered since 2014. The firm serves both individual & family clients and institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Fee arrangements include percentage-of-AUM billing, fixed fees, and other fee structures. Pacific Capital reports it is not an active ESG investor and is owner-operated under an individual ownership structure.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities6%
- US Government Bonds5%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Contacts
3 of 6
Aurielle West
Wealth Planning StrategistCRD 5285419
Randall Francis
Wealth StrategistCRD 6981057
Joshua Coniglio
Director of Financial PlanningCRD 6290332
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 65Active vs passive
$654M in ETFs
96%
$625M
0%
$28.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $209M | 280,356 | 32.00% |
Location
Corona, CA
Riverside
Location
Corona, CA
Headquartered in Corona, CA, anchoring the Riverside-San Bernardino-Ontario, CA metro in the West.
- Metro area
- Riverside-San Bernardino-Ontario, CA
- Region
- West
- County
- Riverside
- Address
- 1861 California Ave
- Time zone
- PT (UTC-8)
- Office locations
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