PACIFIC CAPITAL
Firm details
- Headquarters
- CORONA, California
- CRD number
- 159294
- Registered since
- November 3, 2014
- Website
- www.pacificcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI98.01%
- Charitable Organizations1.69%
- Individuals0.31%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Pacific Capital is an independent, corporation-structured Registered Investment Adviser that has been SEC-registered since 2014 and is owned by an individual. The firm serves both individuals and families as well as institutional clients, and its advisory menu centers on financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include percentage-of-AUM charges alongside fixed fees and other fee types. Pacific Capital is not designated as a capital allocator, does not identify as an active ESG investor, and does not report a multi-state adviser designation.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities6%
- US Government Bonds5%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Contacts
3 of 6Joshua Coniglio
Director of Financial PlanningCRD 6290332
AURIELLE WEST
Wealth Planning StrategistCRD 5285419
Bruno Krenn
Registered RepresentativeCRD 7953608
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 60Active vs passive
$592M in ETFs
95%
$563M
0%
$28.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $182M | 280,108 | 30.78% |
Location
CORONA, CA
RIVERSIDE
Location
CORONA, CA
Headquartered in CORONA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- RIVERSIDE
- Address
- 1861 California Ave
- Time zone
- PT (UTC-8)
- Office locations
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