RYE Brook Capital, LLC
Firm details
- Headquarters
- Greenwich, Connecticut
- CRD number
- 288517
- Registered since
- December 16, 2020
- Website
- www.ryebrookcapital.com
- Custodians
- MORGAN STANLEY & CO. LLC, PERSHING LLC, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM
- Client types
- Other97.45%
- HNWI2.55%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
RYE Brook Capital, LLC is an SEC-registered investment adviser organized as a limited liability company and operating since 2020. The firm is owned by an individual and focuses on fee-based portfolio management for individual and family clients and small businesses, charging a percentage of assets under management. Its public filings identify it as an adviser that does not pursue ESG designation, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents38%
- Exchange Traded Equities34%
- US Government Bonds20%
- Non-Investment Grade Corp Bonds5%
- Non-Exchange Traded Equities3%
Contacts
1 of 1Carlos Gustavo Ribeiro Fernandes
Fund ManagerCRD 6796869
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$142M in ETFs
98%
$140M
1%
$2.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $22.3M | 30,271 | 15.69% |
Location
Greenwich, CT
Fairfield
Location
Greenwich, CT
Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 777 W Putnam Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Light Arc Capital Management LLC
RIAGreenwich, CT
Oxford Square Management, LLC
RIAGreenwich, CT
GFO Advisory Services, LLC
RIAGreenwich, CT
Greenhaven Road Investment Management, LP
RIAGreenwich, CT
Silver Point Private Credit Fund Management, LLC
RIAGreenwich, CT
Sarissa Capital Management LP
RIAGreenwich, CT