RYE BROOK CAPITAL, LLC
Firm details
- Headquarters
- GREENWICH, Connecticut
- CRD number
- 288517
- Registered since
- December 16, 2020
- Website
- www.ryebrookcapital.com
- Custodians
- MORGAN STANLEY & CO. LLC, PERSHING LLC, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM
- Client types
- Other97.45%
- HNWI2.55%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
RYE Brook Capital, LLC is a small, SEC-registered investment adviser formed as an LLC and registered in 2020. The firm is owned by an individual and concentrates on fee-based portfolio management for individual and family clients as well as small businesses. Its client relationships are managed on a percentage-of-assets-under-management fee model. The adviser is not classified as a capital allocator, does not describe itself as an ESG investor, and operates under a single-state registration profile rather than as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents38%
- Exchange Traded Equities34%
- US Government Bonds20%
- Non-Investment Grade Corp Bonds5%
- Non-Exchange Traded Equities3%
Contacts
1 of 1Carlos Gustavo Ribeiro Fernandes
Fund ManagerCRD 6796869
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$104M in ETFs
100%
$104M
0%
$104K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $19.5M | 33,700 | 18.67% |
Location
GREENWICH, CT
FAIRFIELD
Location
GREENWICH, CT
Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 777 W Putnam Ave
- Time zone
- ET (UTC-5)
- Office locations
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