RYE Brook Capital, LLC
Firm details
- Headquarters
- Greenwich, Connecticut
- CRD number
- 288517
- Registered since
- December 16, 2020
- Website
- www.ryebrookcapital.com
- Custodians
- MORGAN STANLEY & CO. LLC, PERSHING LLC, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM
- Client types
- Other97.45%
- HNWI2.55%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
RYE Brook Capital, LLC is an independent, individual-owned registered investment adviser that provides portfolio management for individuals and small businesses. The firm is SEC-registered (registration began in 2020) and charges clients on a percentage-of-assets-under-management basis. Its client base is focused on individuals and families, and the adviser is not positioned as a capital allocator or pension consultant. RYE Brook does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents38%
- Exchange Traded Equities34%
- US Government Bonds20%
- Non-Investment Grade Corp Bonds5%
- Non-Exchange Traded Equities3%
Contacts
1 of 1Carlos Gustavo Ribeiro Fernandes
Fund ManagerCRD 6796869
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$151M in ETFs
95%
$143M
2%
$8.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $21.1M | 28,586 | 14.02% |
Location
Greenwich, CT
Fairfield
Location
Greenwich, CT
Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 777 W Putnam Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Light Arc Capital Management LLC
RIAGreenwich, CT
N10° Assets
RIAGreenwich, CT
Oxford Square Management, LLC
RIAGreenwich, CT
GFO Advisory Services, LLC
RIAGreenwich, CT
Greenhaven Road Investment Management, LP
RIAGreenwich, CT
Silver Point Private Credit Fund Management, LLC
RIAGreenwich, CT