OXFORD SQUARE MANAGEMENT, LLC

RIASEC RegisteredEst. 2003
Total AUM
$307M
Discretionary
$307M
100% of AUM
Avg account
$307M
Accounts
1
Employees
23
Advisory reps
5

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
127888
Registered since
August 13, 2003
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Oxford Square Management, LLC is an SEC‑registered investment adviser organized as an LLC and operating since 2003. The firm serves institutional clients and provides portfolio management specifically for investment companies. It uses a fee model that combines a percentage of assets under management with performance‑based fees. Oxford Square is also listed as an adviser and sponsor/GP/managing member of pooled investment vehicles, indicating it both advises funds and can act in a governance or sponsor role for pooled structures. The firm does not identify as an active ESG investor and is not marked as a multi‑state or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • GERALD CUMMINS

    Chief Compliance OfficerCRD 1322563

  • BRUCE RUBIN

    Chief Financial OfficerCRD 6554037

Contacts

3 of 3
  • SAUL ROSENTHAL

    Board MemberCRD 3125081

  • JONATHAN COHEN

    Board MemberCRD 1855647

  • CHARLES ROYCE

    ChairmanCRD 406314

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
8 Sound Shore Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth