ROUND TABLE FINANCIAL

RIASEC RegisteredEst. 2020

Total AUM

$45.6M

Discretionary

$41.7M

92% of AUM

Avg account

$592K

Accounts

Employees

Advisory reps

Firm details

Headquarters: LITTLE ROCK, Arkansas
CRD number: 307113
Registered since: January 27, 2020
Website: rtfinancial.us
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI77.57%
Individuals22.31%
Corporations / Businesses0.12%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Round Table Financial is an independent registered investment adviser organized as an LLC and operating since 2020. The firm serves a mix of high-net-worth individuals, families and institutional clients and acts as a capital allocator—meaning it places client capital with third‑party managers in addition to managing publicly traded securities directly. Its advisory practice centers on financial planning and discretionary portfolio management for individuals, small businesses and institutions, and it also offers insurance brokerage services. Investment preference skews toward equities and exchange‑traded strategies rather than ESG‑tilted mandates. The firm performs selection of outside advisers when a client mandate calls for specialist or alternative exposure.