Caprock Wealth Management

RIAState Registered

Total AUM

$83.3M

Discretionary

$83.3M

100% of AUM

Avg account

$306K

Accounts

272

Employees

Advisory reps

Firm details

Headquarters: Little Rock, Arkansas
CRD number: 333678
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI74.98%
Individuals25.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Caprock Wealth Management is an independent RIA organized as an LLC with an individual owner. The firm serves primarily individual and family clients, providing financial planning and portfolio management for individuals, small businesses, and institutions. Its advisory services also include pension consulting and the selection of third‑party advisers. Fee arrangements include a percentage of assets under management, hourly fees, and fixed fees. Caprock is state‑registered in Arkansas and Texas and lists an affiliation with a banking or thrift institution. The firm identifies itself as a capital allocator and does invest with outside managers.