ROSSMORE PRIVATE CAPITAL, LLC

RIASEC RegisteredEst. 2017
Total AUM
$1.9B
Discretionary
$1.8B
91% of AUM
Avg account
$2.1M
Accounts
909
Employees
10
Advisory reps
4

Firm details

Headquarters
GLASTONBURY, Connecticut
CRD number
288453
Registered since
June 2, 2017
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI91.22%
  • Corporations / Businesses6.74%
  • Individuals1.27%
  • Charitable Organizations0.65%
  • Pension & Profit Sharing Plans0.12%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Rossmore Private Capital, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2017. The firm is owner-operated and serves both individual and family clients as well as institutional clients. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Fee arrangements combine percentage-of-AUM billing with fixed fees and other fee structures. The firm is not identified as a capital allocator and is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 23%, US Government Bonds 17%, State & Local Bonds 4%, Cash & Cash Equivalents 4%, Private Funds 3%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds23%
  • US Government Bonds17%
  • State & Local Bonds4%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • ANDREW BALDASSARRE

    Chief Market StrategistCRD 1047256

  • ALEJANDRO GOMEZ

    Co-Founder and Chief Investment OfficerCRD 6789447

Contacts

2 of 2
  • BRIAN SHEEHAN

    Managing PrincipalCRD 6423131

  • MATTHEW MACLEAN

    Co-Founder and Managing PrincipalCRD 5515068

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 166

Active vs passive

$342M in ETFs

Passive

91%

$311M

Active

2%

$30.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$55.4M84,76516.20%

Location

Primary office

GLASTONBURY, CT

HARTFORD

Location

GLASTONBURY, CT

Headquartered in GLASTONBURY, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
628 Hebron Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth