Rossmore Private Capital, LLC

RIASEC RegisteredEst. 2017
Total AUM
$1.9B
Discretionary
$1.8B
91% of AUM
Avg account
$2.1M
Accounts
909
Employees
10
Advisory reps
4

Firm details

Headquarters
Glastonbury, Connecticut
CRD number
288453
Registered since
June 2, 2017
Website
www.rossmore.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI91.22%
  • Corporations / Businesses6.74%
  • Individuals1.27%
  • Charitable Organizations0.65%
  • Pension & Profit Sharing Plans0.12%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Rossmore Private Capital, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and in business since 2017. The firm is owner-operated and serves both individual/family and institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting services. Fees are charged as a percentage of AUM, via fixed fees, and other arrangements. The firm does not characterize itself as an active ESG investor and does not operate as a capital allocator to external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 23%, US Government Bonds 17%, State & Local Bonds 4%, Cash & Cash Equivalents 4%, Private Funds 3%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds23%
  • US Government Bonds17%
  • State & Local Bonds4%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • Andrew Baldassarre

    Andrew Baldassarre

    Chief Market StrategistCRD 1047256

  • Alejandro Gomez

    Alejandro Gomez

    Co-Founder and Chief Investment OfficerCRD 6789447

Contacts

2 of 2
  • Brian Sheehan

    Brian Sheehan

    Managing PrincipalCRD 6423131

  • Matthew Maclean

    Matthew Maclean

    Co-Founder and Managing PrincipalCRD 5515068

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 167

Active vs passive

$381M in ETFs

Passive

93%

$354M

Active

2%

$27.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$64.8M86,56417.01%
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Location

Primary office

Glastonbury, CT

Hartford

Location

Glastonbury, CT

Headquartered in Glastonbury, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
628 Hebron Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth