MARK SHEPTOFF FINANCIAL PLANNING LLC
Firm details
- Headquarters
- GLASTONBURY, Connecticut
- CRD number
- 108742
- Registered since
- July 11, 2000
- Website
- marksheptoff.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI78.38%
- Individuals10.55%
- Pension & Profit Sharing Plans9.9%
- Corporations / Businesses1.04%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Mark Sheptoff Financial Planning LLC is an independent, SEC-registered RIA formed in 2000 that serves both individual/family clients and institutional/business accounts. The firm combines financial planning and discretionary portfolio management with accounting-related services, charging fees based on a percentage of assets under management and hourly rates. It reports that it does not pursue ESG investment strategies and is not classified as a multi-state adviser. The firm was recognized on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities41%
- Cash & Cash Equivalents26%
- US Government Bonds20%
- Public Funds/Mutual Funds12%
- Investment Grade Corp Bonds1%
Contacts
2 of 2JEAN SHEPTOFF
Limited PartnerCRD 4807187
MARK SHEPTOFF
Managing MemberCRD 4634537
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 173Active vs passive
$36.5M in ETFs
75%
$27.4M
10%
$9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $3.5M | 17,322 | 9.65% |
Location
GLASTONBURY, CT
HARTFORD
Location
GLASTONBURY, CT
Headquartered in GLASTONBURY, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- HARTFORD
- Address
- 703 Hebron Ave
- Time zone
- ET (UTC-5)
- Office locations
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