Briggs Wealth Management, Inc.
Firm details
- Headquarters
- Glastonbury, Connecticut
- CRD number
- 125518
- Registered since
- June 30, 2006
- Website
- www.briggswealthmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI84.12%
- Individuals15.88%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Briggs Wealth Management, Inc. is an independent, SEC-registered RIA founded in 2006 and owned by an individual proprietor. The firm serves individual and family clients, offering financial planning and portfolio management (including for small businesses). Its fee arrangements include a percentage-of-AUM model alongside hourly and fixed-fee engagements. Briggs does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities28%
- Cash & Cash Equivalents28%
- Public Funds/Mutual Funds27%
- Other12%
- US Government Bonds4%
Contacts
3 of 3
Mark Briggs
Founding PrincipalCRD 2898839
Benjamin Carlson
Financial PlannerCRD 8159090
William Rodriguez
Senior Financial PlannerCRD 4770622
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$109M in ETFs
96%
$104M
3%
$4.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $50.8M | 137,237 | 46.75% |
Location
Glastonbury, CT
Hartford
Location
Glastonbury, CT
Headquartered in Glastonbury, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 221 Addison Rd
- Time zone
- ET (UTC-5)
- Office locations
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